Market Abuse Regulation for compliance officers
This comprehensive e-learning training program is designed to empower you with the knowledge and the tools to understand the Market Abuse Regulation (MAR) and its legislative requirements.
Overall programme objectives
this self-paced course will guide you through the complexities of MAR and help you create a framework that prevents breaches which could lead to significant sanctions against the company or individuals.
It includes:
• Background on the EU Market Abuse Regulation, its scope and its objective
• Detailed information on what constitutes as inside information and how to handle it correctly
• Real-life examples of regulatory breaches to enhance understanding
• Online questionnaire to test your employees understanding of the material
Course agenda:
The e-learning course is structured as follows:
• Goals, scope and types of misconduct covered by the Regulation
• Inside information, Disclosure and Delay of Disclosure, and related obligations
• Insider list and Confidential lists
• PDMR Transactions, Special regime for SMEs and Exemptions to the Regulation
• Sanctions and how to comply with MAR
• Case studies