Turning MAR compliance from a challenge into an opportunity

The course will provide an update about the market abuse regime with practical case studies to prevent and manage market abuse sanctions and pitfalls.

Tuesday, 14 September 2021, 09:15 – 13:00 CET

The Market Abuse Regulation is usually linked to insider dealing, unlawful disclosure of inside information and market manipulation. Specific rules have been implemented in order to prevent and manage these violations and to ensure the proper functioning of the market. Failure to comply with relevant provisions could lead to the application of a range of administrative and criminal sanctions as well as civil liability.

As a result, it is crucial for companies to assess the nature of information that they disseminate through internal surveillance and monitoring, ensuring the relevant legal and regulatory provisions are complied with.

OBJECTIVES

The overall objective of this course is to provide an overview on:

  • The scope of the market abuse regime
  • Meaning of inside dealing, unlawful disclosure of inside information and market manipulation
  • New requirements on managers’ transactions
  • Practical case studies to prevent and manage market abuse sanctions and pitfalls

WHO SHOULD ATTEND

  • Company secretaries
  • Legal
  • Compliance
  • IR managers
  • Internal auditors
  • Risk managers
  • Board members
  • Internal control committees
  • Lawyers

FACULTY

Filippo Annunziata

Filippo Annunziata
Partner, Annunziata e Conso & Professor, Bocconi University

Mazdak Shiasi-1

Mazdak Shiasi
Managing Director, ComplyLog

Robin Lundberg

Robin Lundberg
COO, ComplyLog

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