Capital Markets Compliance Certification Programme
The first edition of the Academy Capital Markets Compliance Certification Programme.
Blended Certification Programme
September - December 2024
Background
In today’s ever-changing environment, listed companies need to equip themselves with new standards of integrity to manage, mitigate and prevent risk.
The Compliance Manager operates in the common space between business ethics and risk management, focusing on the processes and behaviours of the individuals (in relation to capital markets, government bodies and within the company itself) aimed at preventing and reducing risks (legal, financial, reputational) arising from the violation of laws and regulations (national and international), company standards and social norms.
Benefits of attending and key take-aways
The Academy brand-new certification programme for Compliance Officer of listed companies aims to:
- provide the most effective mindset necessary to deal with an unlimited number of laws, rules and regulations with a multidisciplinary approach
- review the regulatory framework for listed companies
- provide the knowledge and the tools to draft and implement an effective compliance programme in respect of an integrated Governance, Risk and Compliance (GRC) approach.
Who should attend
This long-programme has been designed for:
- Compliance Officer
- Controller
- Auditor
- Junior Analyst
- Consultant in the Controls perimeter
of listed companies